CapTech provides data analysis, data transformation, and data analytics that can reduce manual processes and increase efficiency.
Our experienced consultants define actions plans, execute remediation programs, and conduct effectiveness testing to help manage enforcement actions.
We can help you develop more timely alerts, model monitoring, automate and in-source manual processes, and re-engineer current state processes to mitigate compliance spending.
We can assess if regulatory technology is right for you and then quickly help integrate the right tools with your existing internal procedures and systems.
CapTech offers PMO processes and playbooks, executive reporting (internal, board, and regulatory), and organizational change management.
We partner with you to provide an efficient and holistic enterprise view of the customer and design and implement customer models that deliver the KYC data you need.
A Fortune 100 financial services institution found compliance with AML regulations costly and complex, requiring manual evaluation of vast amounts of data and assistance from an outside firm. CapTech was engaged to automate key aspects of the AML compliance process.
VA DBHDS was spending excessive time manually gathering data from multiple systems and dealing with duplicative information about individuals. Decision-makers lacked confidence in the accuracy of reports. The agency engaged CapTech to create new data management capabilities.
A Top 10 U.S. bank needed to report extensive data to the Federal Reserve to comply with Comprehensive Capital Analysis and Review (CCAR) requirements. The bank also was required to document data lineage. CapTech was engaged to help establish comprehensive traceability of data.