With the recent surge in enforcement action, organizations need deep risk management expertise. There are few signs that a regulatory reduction is on the horizon, and institutions have substantially increased spending to mitigate issues and prevent future governmental enforcement actions.
CapTech provides data analysis, operational guidance, and technical solutions that help companies manage the complexity and soaring costs of compliance that financial, healthcare, and other industries face. Our consultants have successfully completed many complex risk, compliance, and AML projects in recent years for a myriad of clients including multiple Fortune 100 organizations.
Risk Data Transformation
CapTech provides data analysis, data transformation, and data analytics that can reduce manual processes and increase efficiency.
Enforcement Action Experience
Our experienced consultants define action plans, execute remediation programs, and conduct effectiveness testing to help manage enforcement actions.
We can help you develop more timely alerts, model monitoring, automate and in-source manual processes, and re-engineer current state processes to mitigate compliance spending.
We can assess if regulatory technology is right for you and then quickly help integrate the right tools with your existing internal procedures and systems.
Project Management Office + Execution
CapTech offers PMO processes and playbooks, executive reporting (internal, board, and regulatory), and organizational change management.
Know Your Customer (KYC) Expertise
We partner with you to provide an efficient and holistic enterprise-view of the customer and design and implement customer models that deliver the KYC data you need.