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Re-envision Risk and Compliance Modernization

Financial institutions stand at a delicate intersection, balancing continuous threats of fraud, economic volatility, and global market disruptions against an increasingly complex regulatory landscape. Most organizations have begun implementing improvements to their compliance strategies to address these threats and adapt to an evolving risk environment, but there’s a more holistic solution: operational efficiency.

CapTech helps financial institutions modernize operations and enhance efficiencies to reduce human error and strengthen organizational controls. By enhancing transparency and building resilient business processes, financial institutions can not only mitigate compliance risks but transform them into competitive advantages.

Heading to the ABA Risk and Compliance Conference? Come see us.

Thursday, June 12 | 7:30 – 8:15 am

Power Breakfast Session

From Cost Center to Value Driver: Making the Business Case for Automation in Risk and Compliance

This session addresses the challenge of transforming risk and compliance functions from cost centers into value drivers. Attendees will gain a practical framework to advocate for automation, showing how it enhances time-to-decision, operational resilience, and strategic agility. This talk will help your audience shift the focus from regulatory obligations to enabling enterprise success, making it highly relevant for both innovation and compliance teams at your event.

Milanie Cleere, Managing Director – CapTech
Paul Given, Principal – CapTech

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Booth 611

Exhibitor Booth

Stop by Booth 611 for a fun, hands-on demo showcasing how agentic AI can drive value for financial institutions by streamlining regulatory compliance and risk management.

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CapTech's Insights

Laying the Foundation for Automation in Financial Institutions: Process Discovery, Mapping, and Inventory

Learn how banks and credit unions can increase efficiency through automation without unnecessary operational disruption.

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Process Automation in Financial Services: Maximizing Impact and Managing Complexity

This article explores how process prioritization helps banks automate effectively and in alignment with operational improvements and long-term objectives.

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Harnessing Agentic AI for Value: Executive Summary

As industries race to harness AI decision-making capabilities, many organizations are uncertain how to proceed. Some are already experimenting with advanced AI models, while others still rely on human approval to implement most recommendations. Agentic AI changes this pattern.

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Streamlining Risk Management: Eliminating Redundant Processes at a Top-Tier U.S. Bank

At a top-tier U.S. bank, CapTech conducted an extensive process discovery and mapping exercise alongside the bank’s risk management executives and subject matter experts. Although automated systems already provided initial transaction screening as required under the Bank Secrecy Act and USA PATRIOT Act, our analysis uncovered redundant manual reviews occurring repeatedly across different approval stages which slowed down the process and led to errors.

Our team documented these overlapping workflows, advised executives on prioritizing process acceleration and automation improvement opportunities based on our team’s discoveries, and identified areas where automation could enhance decision making while ensuring regulatory compliance. This clarity enabled our client to strategically allocate resources to reduce operational complexity and regulatory risk.

Contact Us

Milanie Cleere

Managing Director

Milanie is a strategic problem solver who balances pragmatism with systems-level, future-oriented thinking. She brings expertise in product portfolio leadership, AI-driven process automation, and organizational transformation. Milanie draws on deep experience leading in complex organizations to guide diverse teams and scale transformation through clear strategy, technical depth, and an entrepreneurial mindset.

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Paul Given

Paul Given

Principal, Financial Services

With 20+ years of experience as a business and technology leader, Paul specializes in merging information technology with product management, marketing, and operations to create strategic results for our financial services clients.

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